Corporate Retirement Plans
Plan sponsors carry fiduciary responsibility for every participant dollar. We bring independent, forensic oversight to your company's retirement plan — the same scrutiny we apply to our individual clients.
Institutional fiduciaries face unique responsibilities. We provide the independent forensic oversight that protects your organization and the people it serves.
Why plan sponsors come to us.
If any of these sound familiar, an independent audit will show you exactly where you stand.
- Employer-sponsored retirement plan cost and compliance audit
- Fiduciary risk and documentation assessment
- Investment manager selection and benchmarking
- Regulatory and ERISA compliance review
- Participant fee disclosure and share-class review
- Recordkeeper and provider arrangement review
What we examine.
Four lines of inquiry, one file. We document every finding for the committee record.
Plan Costs
Could your committee state the plan's all-in cost today? Recordkeeping, administration, advisory, and investment expenses — itemized so the committee can see exactly what the plan pays, and for what.
Fiduciary Process
Committee minutes, the investment policy statement, and supporting documentation — reviewed against the standard a fiduciary process is expected to meet.
Investment Menu
Fund lineup, share classes, and default options — examined for suitability and cost.
Provider Arrangements
Recordkeeper, administrator, and advisor contracts — read line by line for revenue sharing and conflicts.
Do you know what your plan pays, all-in?
Start with your free Forensic Audit Score — or book a one-hour call.